Nextgen Emp, Inc.
● SEC registered since 2024CRD 333721SEC# 801-131531
Reg. AUM
$33M
Employees
3
Accounts
1
Location
—
About Nextgen Emp
Nextgen EMP is associated with the Efficient Market Portfolio Plus ETF, an actively managed long-short ETF that invests primarily in other ETFs. It combines diversified long positions with selective shorts using adaptive algorithms to pursue long-term growth while managing market risk.
Summary based on the firm’s website.
Nextgen Emp, Inc. assets under management
Nextgen Emp, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2024. It reports $33 million in regulatory assets under management and employs 3 people.
Nextgen Emp, Inc. owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anthony John Diplacido Control | Chief Marketing Officer; Minority Owner | 10-25% | 2024 |
| Peter Roserio Guarino | Chief Compliance Officer | Under 5% | 2026 |
| Robert James Coakley Control | President And Chief Operating Officer | 25-50% | 2024 |
| Wayne Frank Penello Control | Chief Executive Officer | 50-75% | 2024 |
Frequently asked questions
How much does Nextgen Emp, Inc. manage?
Nextgen Emp, Inc. reports $33 million in regulatory assets under management on its Form ADV.
How many employees does Nextgen Emp, Inc. have?
Nextgen Emp, Inc. reports 3 employees.
Does Nextgen Emp, Inc. disclose fund performance?
Nextgen Emp, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 713-459-5254 |
| Office hours | 9 a.m. - 4 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$33M▲ 364%
Jan '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 97%
Larger than 3% of 16,389 advisers
EmployeesTop 77%
More than 23% of 16,799 advisers
Assets under management
$33Mregulatory AUM
Discretionary $33M