Nomura Investment Management Business Trust
● SEC registered since 1988CRD 105390SEC# 801-32108Philadelphia, PA
Ranks #114 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$144.04B
Fund GAV
$43.1M
Private funds
2
Employees
778
Accounts
290
Location
Philadelphia, PA
Nomura Investment Management Business Trust assets under management
Nomura Investment Management Business Trust operates as an SEC-registered investment adviser based in Philadelphia, PA. The firm has been registered since 1988. It reports $144 billion in regulatory assets under management and employs 778 people. Nomura Investment Management Business Trust manages 2 private funds with combined gross assets of $43.1 million, including Waddell & Reed Small Company Growth Fund, LLC. By regulatory assets, it ranks 114 of 6,030 private fund managers.
Nomura Investment Management Business Trust private funds
2 funds · $43.1M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Waddell & Reed Small Company Growth Fund, LLC | Hedge | $43.1M | $2M |
| MacQuarie Emerging Markets Debt Select Opportunities Master Fund, Ltd. | Hedge | — | $1M |
Nomura Investment Management Business Trust owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Forrester Connor Control | Svp/General Counsel/Secretary/Managing Director | Under 5% | 2015 |
| Eugene James Chiulli Control | Chief Financial Officer/Managing Director | Under 5% | 2025 |
| Martin Wolin Control | Chief Compliance Officer/Svp/Managing Director | Under 5% | 2024 |
| Michael Francis Capuzzi | Svp/Us Chief Operations Officer/Managing Director | Under 5% | 2018 |
| Nomura Asset Management International Inc. Control | Corporate Parent Of Registrant | Over 75% | 2025 |
| Richard (no Middle Name) Salus Control | Svp/Global Head Of Fund Services/Managing Director | Under 5% | 1998 |
| Robert Peter Wolfangel Control | Svp/Managing Director | Under 5% | 2023 |
| Shawn Lytle Control | Chief Executive Officer/Senior Managing Director | Under 5% | 2015 |
| Nomura Holding America Inc. Control | Parent | Over 75% | 2025 |
| Nomura Holdings, Inc Control | Parent | Over 75% | 2025 |
Frequently asked questions
How much does Nomura Investment Management Business Trust manage?
Nomura Investment Management Business Trust reports $144 billion in regulatory assets under management on its Form ADV.
How many private funds does Nomura Investment Management Business Trust manage?
Nomura Investment Management Business Trust manages 2 private funds with combined gross assets of $43.1 million.
How many employees does Nomura Investment Management Business Trust have?
Nomura Investment Management Business Trust reports 778 employees.
Where is Nomura Investment Management Business Trust located?
Nomura Investment Management Business Trust is based in Philadelphia, PA and has been SEC-registered since 1988.
Does Nomura Investment Management Business Trust disclose fund performance?
Nomura Investment Management Business Trust is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 610 Market Street, Philadelphia, PA 19106 |
| Phone | 215-531-6700 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$144.04B▲ 876506%
Jun '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,306 advisers
AUM vs fund managersTop 2%
Larger than 98% of 6,030 private-fund managers
Number of fundsTop 63%
More funds than 37% of fund managers
EmployeesTop 1%
More than 99% of 16,824 advisers
Assets under management
$144.04Bregulatory AUM
Discretionary $144.04B