Norcap Investment Management, L.P.
● SEC registered since 2005CRD 132975SEC# 801-64155Austin, TX
Ranks #4,380 of 6,030 private fund managers by regulatory AUM.
Reg. AUM
$350.6M
Fund GAV
$350.6M
Private funds
5
Employees
8
Accounts
5
Location
Austin, TX
Norcap Investment Management, L.P. assets under management
Norcap Investment Management, L.P. is a registered investment adviser overseen by the SEC based in Austin, TX. The firm has been registered since 2005. It reports $350.6 million in regulatory assets under management and employs 8 people. Norcap Investment Management, L.P. manages 5 private funds with combined gross assets of $350.6 million, including Norcap Diversified Premium Fund, L.P. By regulatory assets, it ranks 4,380 of 6,030 private fund managers.
Norcap Investment Management, L.P. private funds
5 funds · $350.6M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Norcap Diversified Premium Fund, L.P. | Hedge | $220.1M | $1M |
| Norcap Premium Plus Fund, L.P. | Hedge | $64.7M | $500K |
| Govplus Fund Ai, L.P. | Hedge | $64M | $250K |
| Series A: Norcap Real Estate Securities Fund | Hedge | $1.8M | $500K |
| Norcap Securities Fund, L.P. | Hedge | — | $500K |
Norcap Investment Management, L.P. owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bag Securities, L.L.C. Control | Limited Partner | Over 75% | 2020 |
| James Bolton Walters Control | Chairman, Chief Executive Officer, Chief Compliance Officer | Under 5% | 2020 |
| Norcap Advisors, LLC Control | General Partner | Under 5% | 2004 |
| Robert Leonard Walters Control | Executive Vice President | Under 5% | 2022 |
| James Bolton Walters Control | Principal And Senior Managing Member | Over 75% | 2011 |
| Robert Leonard Walters Control | Principal | 25-50% | 2011 |
Frequently asked questions
How much does Norcap Investment Management, L.P. manage?
Norcap Investment Management, L.P. reports $350.6 million in regulatory assets under management on its Form ADV.
How many private funds does Norcap Investment Management, L.P. manage?
Norcap Investment Management, L.P. manages 5 private funds with combined gross assets of $350.6 million.
How many employees does Norcap Investment Management, L.P. have?
Norcap Investment Management, L.P. reports 8 employees.
Where is Norcap Investment Management, L.P. located?
Norcap Investment Management, L.P. is based in Austin, TX and has been SEC-registered since 2005.
Does Norcap Investment Management, L.P. disclose fund performance?
Norcap Investment Management, L.P. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 15100 Gebron Drive, Austin, TX 78734 |
| Phone | 972-701-8813 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$350.6M▲ 11%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 58%
Larger than 42% of 16,306 advisers
AUM vs fund managersTop 73%
Larger than 27% of 6,030 private-fund managers
Number of fundsTop 40%
More funds than 60% of fund managers
EmployeesTop 47%
More than 53% of 16,824 advisers
Assets under management
$350.6Mregulatory AUM
Discretionary $350.6M
Service providers
Prime broker
Custodian
Administrator