Norris Financial Group, LLC
● SEC registered since 2018CRD 129422SEC# 801-112958Greenville, SC
Reg. AUM
$353M
Employees
6
Accounts
894
Location
Greenville, SC
Norris Financial Group, LLC assets under management
Norris Financial Group, LLC operates as an SEC-registered investment adviser based in Greenville, SC. The firm has been registered since 2018. It reports $353 million in regulatory assets under management and employs 6 people.
Norris Financial Group, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Terry L. Norris Financial Services, Corp. Control | Member | Over 75% | 1999 |
| Terry Lynn Norris Control | Chief Compliance Officer | Under 5% | 2007 |
| Terry Lynn Norris Control | President | Over 75% | 1997 |
Frequently asked questions
How much does Norris Financial Group, LLC manage?
Norris Financial Group, LLC reports $353 million in regulatory assets under management on its Form ADV.
How many employees does Norris Financial Group, LLC have?
Norris Financial Group, LLC reports 6 employees.
Where is Norris Financial Group, LLC located?
Norris Financial Group, LLC is based in Greenville, SC and has been SEC-registered since 2018.
Does Norris Financial Group, LLC disclose fund performance?
Norris Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 605 N. Main Street, Greenville, SC 29601 |
| Phone | 864-235-6408 |
| Fax | 864-235-1186 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Atlanta Regional Office (ARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$353M▲ 40%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 57%
Larger than 43% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$353Mregulatory AUM
Discretionary $352.7MNon-discretionary $275K