North Berkeley Wealth Management, LLC
● SEC registered since 2005CRD 136431SEC# 801-64572Berkeley, CA
Reg. AUM
$829.8M
Employees
16
Accounts
1,502
Location
Berkeley, CA
North Berkeley Wealth Management, LLC assets under management
North Berkeley Wealth Management, LLC is a registered investment adviser overseen by the SEC based in Berkeley, CA. The firm has been registered since 2005. It reports $829.8 million in regulatory assets under management and employs 16 people.
North Berkeley Wealth Management, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Thomas Kozel Control | Managing Member | 50-75% | 2017 |
| Katherine Campbell King Control | Managing Member | 10-25% | 2005 |
| Samuel James Wood-Bednarz Control | Managing Member & Chief Compliance Officer | 25-50% | 2021 |
Frequently asked questions
How much does North Berkeley Wealth Management, LLC manage?
North Berkeley Wealth Management, LLC reports $829.8 million in regulatory assets under management on its Form ADV.
How many employees does North Berkeley Wealth Management, LLC have?
North Berkeley Wealth Management, LLC reports 16 employees.
Where is North Berkeley Wealth Management, LLC located?
North Berkeley Wealth Management, LLC is based in Berkeley, CA and has been SEC-registered since 2005.
Does North Berkeley Wealth Management, LLC disclose fund performance?
North Berkeley Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1995 el Dorado Ave, Berkeley, CA 94707 |
| Phone | 510-528-5820 |
| Fax | 510-528-0711 |
| Office hours | 8 a.m. To 5 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$829.8M▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 37%
Larger than 63% of 16,271 advisers
EmployeesTop 29%
More than 71% of 16,825 advisers
Assets under management
$829.8Mregulatory AUM
Discretionary $806.8MNon-discretionary $23M