Northcape Wealth Management, LLC
● SEC registered since 2021CRD 312350SEC# 801-120425Williamsville, NY
Reg. AUM
$706.1M
Employees
6
Accounts
1,394
Location
Williamsville, NY
Northcape Wealth Management, LLC assets under management
Northcape Wealth Management, LLC operates as an SEC-registered investment adviser based in Williamsville, NY. The firm has been registered since 2021. It reports $706.1 million in regulatory assets under management and employs 6 people.
Northcape Wealth Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Erik Mo O'Neill Control | Founder, Managing Partner | Over 75% | 2021 |
| Kenji J Kimura Control | Chief Compliance Officer | Under 5% | 2026 |
Frequently asked questions
How much does Northcape Wealth Management, LLC manage?
Northcape Wealth Management, LLC reports $706.1 million in regulatory assets under management on its Form ADV.
How many employees does Northcape Wealth Management, LLC have?
Northcape Wealth Management, LLC reports 6 employees.
Where is Northcape Wealth Management, LLC located?
Northcape Wealth Management, LLC is based in Williamsville, NY and has been SEC-registered since 2021.
Does Northcape Wealth Management, LLC disclose fund performance?
Northcape Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 6565 Main Street, Williamsville, NY 14221 |
| Phone | (71) 632-6565 |
| Fax | (716) 632-6581 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$706.1M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 40%
Larger than 60% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$706.1Mregulatory AUM
Discretionary $667MNon-discretionary $39.1M