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Northcoast Asset Management LLC

● SEC registered since 2015CRD 282241SEC# 801-107054Stamford, CT
Export (members)
Reg. AUM
$4.97B
Employees
45
Accounts
7,122
Location
Stamford, CT

Northcoast Asset Management LLC assets under management

Northcoast Asset Management LLC is an investment advisory firm registered with the SEC based in Stamford, CT. The firm has been registered since 2015. It reports $5 billion in regulatory assets under management and employs 45 people.

Northcoast Asset Management LLC owners & executives

15 reported
NameTitleOwnershipSince
Focus Operating, LLC ControlMember (manager)Over 75%2016
Frank John Ingarra ControlSenior Vice President, Business & Operations RiskUnder 5%2024
Jacob Paxton Wick ControlHead Of Wealth ManagementUnder 5%2024
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Frequently asked questions

How much does Northcoast Asset Management LLC manage?

Northcoast Asset Management LLC reports $5 billion in regulatory assets under management on its Form ADV.

How many employees does Northcoast Asset Management LLC have?

Northcoast Asset Management LLC reports 45 employees.

Where is Northcoast Asset Management LLC located?

Northcoast Asset Management LLC is based in Stamford, CT and has been SEC-registered since 2015.

Does Northcoast Asset Management LLC disclose fund performance?

Northcoast Asset Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address400 Atlantic Sreet, 6th Floor, Stamford, CT 06901
Phone(203) 532-7000
Fax(203) 532-7014
Office hours8 a.m. To 5 p.m.
SEC regionBoston Regional Office (BRO)
CIK1665198
Discloses disciplinary historyNo

Regulatory AUM

$4.97B▼ 56%
Jan '25 — $11.29BFeb '25 — $11.29BMar '25 — $31.73BApr '25 — $31.73BMay '25 — $31.73BJun '25 — $31.73BJul '25 — $31.73BAug '25 — $31.73BSep '25 — $31.73BOct '25 — $31.73BNov '25 — $31.73BDec '25 — $31.73BJan '26 — $31.73BFeb '26 — $4.97BMar '26 — $4.97BApr '26 — $4.97BMay '26 — $4.97BJun '26 — $4.97B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 13%
Larger than 87% of 16,271 advisers
EmployeesTop 13%
More than 87% of 16,825 advisers

Assets under management

$4.97Bregulatory AUM
Discretionary $4.97B