Northland Securities, Inc.
● SEC registered since 2015CRD 40258SEC# 801-96329Minneapolis, MN
Reg. AUM
$405.5M
Employees
22
Accounts
1,192
Location
Minneapolis, MN
Northland Securities, Inc. assets under management
Northland Securities, Inc. operates as an SEC-registered investment adviser based in Minneapolis, MN. The firm has been registered since 2015. It reports $405.5 million in regulatory assets under management and employs 22 people.
Northland Securities, Inc. owners & executives
11 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Robert Ruggiero | Director | Under 5% | 2026 |
| Dustin Richard Alden Control | Chief Financial Officer, Finop | Under 5% | 2017 |
| Northland Capital Holdings, Inc. Control | Direct Owner | Over 75% | 2004 |
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Join to unlock · $37/moFrequently asked questions
How much does Northland Securities, Inc. manage?
Northland Securities, Inc. reports $405.5 million in regulatory assets under management on its Form ADV.
How many employees does Northland Securities, Inc. have?
Northland Securities, Inc. reports 22 employees.
Where is Northland Securities, Inc. located?
Northland Securities, Inc. is based in Minneapolis, MN and has been SEC-registered since 2015.
Does Northland Securities, Inc. disclose fund performance?
Northland Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 150 South 5th Street, Suite 3300, Minneapolis, MN 55402 |
| Phone | 800-851-2920 |
| Fax | 612-851-5951 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$405.5M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 53%
Larger than 47% of 16,271 advisers
EmployeesTop 22%
More than 78% of 16,825 advisers
Assets under management
$405.5Mregulatory AUM
Discretionary $387.3MNon-discretionary $18.2M