Traci Lee Spanier
Chief Compliance OfficerNorthland Securities, Inc.CRD 2897659
About Traci Lee Spanier
Traci Lee Spanier is listed as Chief Compliance Officer at Northland Securities, Inc. in Minneapolis, MN. Form ADV reports a beneficial ownership band of Under 5%.
Reported ownership
Owns Under 5% of Northland Securities, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Traci Lee Spanier work?
Traci Lee Spanier is listed as Chief Compliance Officer at Northland Securities, Inc. on SEC Form ADV.
How much of Northland Securities, Inc. does Traci Lee Spanier own?
Form ADV reports a beneficial ownership band of Under 5%.
Northland Securities, Inc.
| Title | Chief Compliance Officer |
| Ownership | Under 5% |
| Control person | Yes |
| Since | 2021 |