Northstar Financial Companies, Inc.
● SEC registered since 2019CRD 119396SEC# 801-115004Conshohocken, PA
Reg. AUM
$519M
Employees
10
Accounts
1,338
Location
Conshohocken, PA
Northstar Financial Companies, Inc. assets under management
Northstar Financial Companies, Inc. is an SEC-registered investment adviser based in Conshohocken, PA. The firm has been registered since 2019. It reports $519 million in regulatory assets under management and employs 10 people.
Northstar Financial Companies, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Glenn Alfred Williams | President Of Ah Williams & Co. Inc. | 10-25% | 2021 |
| Julia Megan Randall Control | Chief Compliance Officer | Under 5% | 2014 |
| Steven Brian Girard Control | President Of Northstar Financial Cos. Inc. | Over 75% | 2003 |
Frequently asked questions
How much does Northstar Financial Companies, Inc. manage?
Northstar Financial Companies, Inc. reports $519 million in regulatory assets under management on its Form ADV.
How many employees does Northstar Financial Companies, Inc. have?
Northstar Financial Companies, Inc. reports 10 employees.
Where is Northstar Financial Companies, Inc. located?
Northstar Financial Companies, Inc. is based in Conshohocken, PA and has been SEC-registered since 2019.
Does Northstar Financial Companies, Inc. disclose fund performance?
Northstar Financial Companies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1201 E. Hector St, Conshohocken, PA 19428 |
| Phone | 610-629-6100 |
| Fax | 610-629-6106 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| CIK | 2059828 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$519M▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 47%
Larger than 53% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$519Mregulatory AUM
Discretionary $494MNon-discretionary $25M