Northwest Investment Management (hong Kong) Limited
● SEC registered since 2010CRD 153063SEC# 801-71183Hong Kong
Ranks #2,491 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$1.53B
Fund GAV
$1.43B
Private funds
3
Employees
19
Accounts
4
Location
Hong Kong
Northwest Investment Management (hong Kong) Limited assets under management
Northwest Investment Management (hong Kong) Limited is a registered investment adviser overseen by the SEC based in Hong Kong. The firm has been registered since 2010. It reports $1.5 billion in regulatory assets under management and employs 19 people. Northwest Investment Management (hong Kong) Limited manages 3 private funds with combined gross assets of $1.4 billion, including Northwest Feilong Fund Limited. By regulatory assets, it ranks 2,491 of 6,004 private fund managers.
Northwest Investment Management (hong Kong) Limited private funds
3 funds · $1.43B GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Northwest Feilong Fund Limited | Hedge | $1.22B | $100K |
| Northwest China Opportunities Fund Limited | Hedge | $193.3M | $100K |
| Northwest Bonaventura Fund Limited | Hedge | $13.1M | $100K |
Northwest Investment Management (hong Kong) Limited owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Ian Rogers Control | Chief Investment Officer | 25-50% | 2009 |
| Ernest Lee Hong Ho Control | Chief Compliance Officer | Under 5% | 2013 |
| George Andrew Philips Control | Chief Executive Officer | 50-75% | 2009 |
Frequently asked questions
How much does Northwest Investment Management (hong Kong) Limited manage?
Northwest Investment Management (hong Kong) Limited reports $1.5 billion in regulatory assets under management on its Form ADV.
How many private funds does Northwest Investment Management (hong Kong) Limited manage?
Northwest Investment Management (hong Kong) Limited manages 3 private funds with combined gross assets of $1.4 billion.
How many employees does Northwest Investment Management (hong Kong) Limited have?
Northwest Investment Management (hong Kong) Limited reports 19 employees.
Where is Northwest Investment Management (hong Kong) Limited located?
Northwest Investment Management (hong Kong) Limited is based in Hong Kong and has been SEC-registered since 2010.
Does Northwest Investment Management (hong Kong) Limited disclose fund performance?
Northwest Investment Management (hong Kong) Limited is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 11th Floor Kinwick Centre, 32 Hollywood Road, Central, Hong Kong |
| Phone | 00852-3657-5600 |
| Fax | 00852-3165-1671 |
| Office hours | 0800-1700 Hk Time |
| SEC region | HQ |
| Discloses disciplinary history | No |
Regulatory AUM
$1.53B▲ 1%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 26%
Larger than 74% of 16,271 advisers
AUM vs fund managersTop 41%
Larger than 59% of 6,004 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 25%
More than 75% of 16,825 advisers
Assets under management
$1.53Bregulatory AUM
Discretionary $1.53B
Service providers
Auditor
Prime broker
Custodian
Administrator