Northwest Wealth Management, LLC
● SEC registered since 2011CRD 152816SEC# 801-72545Spencer, IA
Reg. AUM
$1.03B
Employees
26
Accounts
4,274
Location
Spencer, IA
Northwest Wealth Management, LLC assets under management
Northwest Wealth Management, LLC is an SEC-registered investment adviser based in Spencer, IA. The firm has been registered since 2011. It reports $1 billion in regulatory assets under management and employs 26 people.
Northwest Wealth Management, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cornelius Burroughs Conover IV Control | Secretary-Treasurer | Under 5% | 2009 |
| Eric Joel Van Der Heide | President, Chief Operating Officer, Chief Compliance Officer | Under 5% | 2016 |
| Gregory A Post Control | Vice President | Under 5% | 2020 |
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Join to unlock · $37/moFrequently asked questions
How much does Northwest Wealth Management, LLC manage?
Northwest Wealth Management, LLC reports $1 billion in regulatory assets under management on its Form ADV.
How many employees does Northwest Wealth Management, LLC have?
Northwest Wealth Management, LLC reports 26 employees.
Where is Northwest Wealth Management, LLC located?
Northwest Wealth Management, LLC is based in Spencer, IA and has been SEC-registered since 2011.
Does Northwest Wealth Management, LLC disclose fund performance?
Northwest Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1607 W. 18th Street, Spencer, IA 51301 |
| Phone | 877-207-0994 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.03B▲ 19%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 32%
Larger than 68% of 16,271 advisers
EmployeesTop 20%
More than 80% of 16,825 advisers
Assets under management
$1.03Bregulatory AUM
Discretionary $1.03B