Note Advisors, LLC
● SEC registered since 2014CRD 171466SEC# 801-79807Buffalo, NY
Reg. AUM
$437M
Employees
11
Accounts
1,183
Location
Buffalo, NY
Note Advisors, LLC assets under management
Note Advisors, LLC operates as an SEC-registered investment adviser based in Buffalo, NY. The firm has been registered since 2014. It reports $437 million in regulatory assets under management and employs 11 people.
Note Advisors, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Shawn Casey Glogowski Control | Principal/Cco | Under 5% | 2014 |
| Ssao1210, LLC Control | Member | Over 75% | 2023 |
| Shawn Casey Glogowski Control | Member | Over 75% | 2023 |
Frequently asked questions
How much does Note Advisors, LLC manage?
Note Advisors, LLC reports $437 million in regulatory assets under management on its Form ADV.
How many employees does Note Advisors, LLC have?
Note Advisors, LLC reports 11 employees.
Where is Note Advisors, LLC located?
Note Advisors, LLC is based in Buffalo, NY and has been SEC-registered since 2014.
Does Note Advisors, LLC disclose fund performance?
Note Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 50 Lakefront Blvd, Suite 215, Buffalo, NY 14202 |
| Phone | (716) 256-1682 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$437M▲ 14%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 52%
Larger than 48% of 16,271 advisers
EmployeesTop 38%
More than 62% of 16,825 advisers
Assets under management
$437Mregulatory AUM
Discretionary $436.6MNon-discretionary $358K