Nova Financial LLC
● SEC registered since 2014CRD 150148SEC# 801-79612Tucson, AZ
Reg. AUM
$469.4M
Employees
10
Accounts
1,388
Location
Tucson, AZ
Nova Financial LLC assets under management
Nova Financial LLC is an SEC-registered investment adviser based in Tucson, AZ. The firm has been registered since 2014. It reports $469.4 million in regulatory assets under management and employs 10 people.
Nova Financial LLC owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bfd, LLC | Managing Member | 25-50% | 2012 |
| Jacob Ray Kagele Control | Managing Partner / Cco | 25-50% | 2009 |
| Nova Financial Holding Company, LLC Control | Manager Managed | 50-75% | 2014 |
| Heather Leann Volpe Control | Trustee | Over 75% | 2014 |
| Jacob Ray Kagele Control | Managing Member | Over 75% | 2012 |
| Jon David Volpe Control | Trustee | Over 75% | 2014 |
| Jon David Volpe & Heather Leann Volpe Irrevocable Trust Control | Trust | Over 75% | 2014 |
| Nova Financial Holding LLC Control | Corporation | Over 75% | 2014 |
Frequently asked questions
How much does Nova Financial LLC manage?
Nova Financial LLC reports $469.4 million in regulatory assets under management on its Form ADV.
How many employees does Nova Financial LLC have?
Nova Financial LLC reports 10 employees.
Where is Nova Financial LLC located?
Nova Financial LLC is based in Tucson, AZ and has been SEC-registered since 2014.
Does Nova Financial LLC disclose fund performance?
Nova Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1630 E River Rd, Suite 212, Tucson, AZ 85718 |
| Phone | 520-745-5555 |
| Fax | 520-901-1810 |
| Office hours | 8:00a.m.-5:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$469.4M▲ 20%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 50%
Larger than 50% of 16,306 advisers
EmployeesTop 40%
More than 60% of 16,824 advisers
Assets under management
$469.4Mregulatory AUM
Discretionary $468.9MNon-discretionary $546K