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Nova Financial LLC

● SEC registered since 2014CRD 150148SEC# 801-79612Tucson, AZ
Export (members)
Reg. AUM
$469.4M
Employees
10
Accounts
1,388
Location
Tucson, AZ

Nova Financial LLC assets under management

Nova Financial LLC is an SEC-registered investment adviser based in Tucson, AZ. The firm has been registered since 2014. It reports $469.4 million in regulatory assets under management and employs 10 people.

Nova Financial LLC owners & executives

8 reported
NameTitleOwnershipSince
Bfd, LLCManaging Member25-50%2012
Jacob Ray Kagele ControlManaging Partner / Cco25-50%2009
Nova Financial Holding Company, LLC ControlManager Managed50-75%2014
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Frequently asked questions

How much does Nova Financial LLC manage?

Nova Financial LLC reports $469.4 million in regulatory assets under management on its Form ADV.

How many employees does Nova Financial LLC have?

Nova Financial LLC reports 10 employees.

Where is Nova Financial LLC located?

Nova Financial LLC is based in Tucson, AZ and has been SEC-registered since 2014.

Does Nova Financial LLC disclose fund performance?

Nova Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address1630 E River Rd, Suite 212, Tucson, AZ 85718
Phone520-745-5555
Fax520-901-1810
Office hours8:00a.m.-5:00p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Regulatory AUM

$469.4M▲ 20%
Mar '25 — $391.2MApr '25 — $391.2MMay '25 — $391.2MJun '25 — $391.2MJul '25 — $391.2MAug '25 — $391.2MSep '25 — $391.2MOct '25 — $391.2MNov '25 — $391.2MDec '25 — $391.2MJan '26 — $391.2MFeb '26 — $391.2MMar '26 — $469.4MApr '26 — $469.4MMay '26 — $469.4MJun '26 — $469.4M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 50%
Larger than 50% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers

Assets under management

$469.4Mregulatory AUM
Discretionary $468.9MNon-discretionary $546K