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Novak & Powell Financial Services, Inc.

● SEC registered since 2017CRD 112970SEC# 801-108964St. Petersburg, FL
Export (members)
Reg. AUM
$359.5M
Employees
7
Accounts
945
Location
St. Petersburg, FL

Novak & Powell Financial Services, Inc. assets under management

Novak & Powell Financial Services, Inc. operates as an SEC-registered investment adviser based in St. Petersburg, FL. The firm has been registered since 2017. It reports $359.5 million in regulatory assets under management and employs 7 people.

Novak & Powell Financial Services, Inc. owners & executives

2 reported
NameTitleOwnershipSince
David William Novak ControlPrincipal, Chief Compliance Officer50-75%2013
Joshua D Powell ControlPrincipal50-75%2013

Frequently asked questions

How much does Novak & Powell Financial Services, Inc. manage?

Novak & Powell Financial Services, Inc. reports $359.5 million in regulatory assets under management on its Form ADV.

How many employees does Novak & Powell Financial Services, Inc. have?

Novak & Powell Financial Services, Inc. reports 7 employees.

Where is Novak & Powell Financial Services, Inc. located?

Novak & Powell Financial Services, Inc. is based in St. Petersburg, FL and has been SEC-registered since 2017.

Does Novak & Powell Financial Services, Inc. disclose fund performance?

Novak & Powell Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address146 Second St N, Suite 310, St. Petersburg, FL 33701
Phone727-451-3440
Fax866-232-7698
Office hours9a.m. To 5p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyYes

Regulatory AUM

$359.5M▲ 8%
Mar '25 — $333.6MApr '25 — $333.6MMay '25 — $333.6MJun '25 — $333.6MJul '25 — $333.6MAug '25 — $333.6MSep '25 — $333.6MOct '25 — $333.6MNov '25 — $333.6MDec '25 — $333.6MJan '26 — $333.6MFeb '26 — $333.6MMar '26 — $359.5MApr '26 — $359.5MMay '26 — $359.5MJun '26 — $359.5M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 57%
Larger than 43% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers

Assets under management

$359.5Mregulatory AUM
Discretionary $359.5M