Novem Group
● SEC registered since 2011CRD 158964SEC# 801-72741Rochester, NY
Reg. AUM
$1.72B
Employees
52
Accounts
5,571
Location
Rochester, NY
Novem Group assets under management
Novem Group is an SEC-registered investment adviser based in Rochester, NY. The firm has been registered since 2011. It reports $1.7 billion in regulatory assets under management and employs 52 people.
Novem Group owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Patrick Daniel Manuel | President | Under 5% | 2017 |
| Robert Joseph Bartolotta Control | Ceo, Cco | Over 75% | 2011 |
Frequently asked questions
How much does Novem Group manage?
Novem Group reports $1.7 billion in regulatory assets under management on its Form ADV.
How many employees does Novem Group have?
Novem Group reports 52 employees.
Where is Novem Group located?
Novem Group is based in Rochester, NY and has been SEC-registered since 2011.
Does Novem Group disclose fund performance?
Novem Group is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 350 Linden Oaks, Suite 140, Rochester, NY 14625 |
| Phone | 585-348-9525 |
| Fax | 585-348-9513 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.72B▲ 22%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 24%
Larger than 76% of 16,271 advisers
EmployeesTop 12%
More than 88% of 16,825 advisers
Assets under management
$1.72Bregulatory AUM
Discretionary $1.45BNon-discretionary $262.7M