Nwam, LLC
● SEC registered since 2008CRD 147923SEC# 801-69483Mercer Island, WA
Reg. AUM
$4.13B
Employees
62
Accounts
9,090
Location
Mercer Island, WA
Nwam, LLC assets under management
Nwam, LLC is a registered investment adviser overseen by the SEC based in Mercer Island, WA. The firm has been registered since 2008. It reports $4.1 billion in regulatory assets under management and employs 62 people.
Nwam, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gregory Allen Headrick Control | Managing Member | Under 5% | 2008 |
| Mahum Raza Prasad Control | Chief Operating Officer | Under 5% | 2024 |
| Nelly Olinda Mubashi Control | Chief Executive Officer/Chief Compliance Officer | Under 5% | 2025 |
See all 6 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Nwam, LLC manage?
Nwam, LLC reports $4.1 billion in regulatory assets under management on its Form ADV.
How many employees does Nwam, LLC have?
Nwam, LLC reports 62 employees.
Where is Nwam, LLC located?
Nwam, LLC is based in Mercer Island, WA and has been SEC-registered since 2008.
Does Nwam, LLC disclose fund performance?
Nwam, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2835 82nd Avenue SE, Ste 100, Mercer Island, WA 98040 |
| Phone | 206-838-3680 |
| Fax | 206-838-3681 |
| Office hours | 8:00 a.m. - 4:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$4.13B▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 15%
Larger than 85% of 16,271 advisers
EmployeesTop 10%
More than 90% of 16,825 advisers
Assets under management
$4.13Bregulatory AUM
Discretionary $2.94BNon-discretionary $1.19B