Nwm Advisors, LLC
● SEC registered since 2016CRD 283714SEC# 801-107866San Luis Obispo, CA
Reg. AUM
$329.1M
Employees
2
Accounts
501
Location
San Luis Obispo, CA
Nwm Advisors, LLC assets under management
Nwm Advisors, LLC operates as an SEC-registered investment adviser based in San Luis Obispo, CA. The firm has been registered since 2016. It reports $329.1 million in regulatory assets under management and employs 2 people.
Nwm Advisors, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kevin Mark Nichols Control | President & Chief Compliance Officer | Over 75% | 2019 |
Frequently asked questions
How much does Nwm Advisors, LLC manage?
Nwm Advisors, LLC reports $329.1 million in regulatory assets under management on its Form ADV.
How many employees does Nwm Advisors, LLC have?
Nwm Advisors, LLC reports 2 employees.
Where is Nwm Advisors, LLC located?
Nwm Advisors, LLC is based in San Luis Obispo, CA and has been SEC-registered since 2016.
Does Nwm Advisors, LLC disclose fund performance?
Nwm Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 735 Tank Farm Road, Suite 250, San Luis Obispo, CA 93401 |
| Phone | 805-781-2773 |
| Office hours | Monday - Thursday 9a.m. - 5p.m.,Friday 9a.m.-1p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$329.1M▲ 12%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$329.1Mregulatory AUM
Discretionary $317.2MNon-discretionary $11.9M