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Oak Root LLC

● SEC registered since 2015CRD 246788SEC# 801-100400
Export (members)
Reg. AUM
$920M
Employees
2
Accounts
103
Location

Oak Root LLC assets under management

Oak Root LLC is an SEC-registered investment adviser. The firm has been registered since 2015. It reports $920 million in regulatory assets under management and employs 2 people.

Oak Root LLC owners & executives

2 reported
NameTitleOwnershipSince
Kevin Charles Root ControlManaging MemberOver 75%2015
Timothy Rasta Sykes ControlChief Compliance OfficerUnder 5%2025

Frequently asked questions

How much does Oak Root LLC manage?

Oak Root LLC reports $920 million in regulatory assets under management on its Form ADV.

How many employees does Oak Root LLC have?

Oak Root LLC reports 2 employees.

Does Oak Root LLC disclose fund performance?

Oak Root LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Phone805-395-9767
Fax000-000-0000
Office hours9:00 a.m. - 6:00 p.m.
SEC regionLos Angeles Regional Office (LARO)
Discloses disciplinary historyNo

Regulatory AUM

$920M▲ 13%
Mar '25 — $813MApr '25 — $813MMay '25 — $813MJun '25 — $813MJul '25 — $813MAug '25 — $813MSep '25 — $813MOct '25 — $813MNov '25 — $813MDec '25 — $813MJan '26 — $813MFeb '26 — $920MMar '26 — $920MApr '26 — $920MMay '26 — $920MJun '26 — $920M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 35%
Larger than 65% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers

Assets under management

$920Mregulatory AUM
Discretionary $909MNon-discretionary $11M