Oakmont Advisory Group, LLC
● SEC registered since 2023CRD 158890SEC# 801-128685Albuquerque, NM
Reg. AUM
$149.5M
Employees
7
Accounts
1,146
Location
Albuquerque, NM
Oakmont Advisory Group, LLC assets under management
Oakmont Advisory Group, LLC operates as an SEC-registered investment adviser based in Albuquerque, NM. The firm has been registered since 2023. It reports $149.5 million in regulatory assets under management and employs 7 people.
Oakmont Advisory Group, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Bradford Hicks Control | Partner & Chief Compliance Officer | 50-75% | 2020 |
| Ralph William Hicks Control | Managing Member | 50-75% | 2011 |
Frequently asked questions
How much does Oakmont Advisory Group, LLC manage?
Oakmont Advisory Group, LLC reports $149.5 million in regulatory assets under management on its Form ADV.
How many employees does Oakmont Advisory Group, LLC have?
Oakmont Advisory Group, LLC reports 7 employees.
Where is Oakmont Advisory Group, LLC located?
Oakmont Advisory Group, LLC is based in Albuquerque, NM and has been SEC-registered since 2023.
Does Oakmont Advisory Group, LLC disclose fund performance?
Oakmont Advisory Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2001 Carlisle Blvd NE, Suite D, Albuquerque, NM 87110-4939 |
| Phone | 505-821-6966 |
| Fax | 505-312-7533 |
| Office hours | 8:30 a.m. - 5:30 p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$149.5M▲ 17%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 83%
Larger than 17% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$149.5Mregulatory AUM
Discretionary $141.6MNon-discretionary $7.9M