Occam Capital Management, LLC
● SEC registered since 2001CRD 108201SEC# 801-60137Pittsford, NY
Reg. AUM
$67.4M
Employees
2
Accounts
207
Location
Pittsford, NY
Occam Capital Management, LLC assets under management
Occam Capital Management, LLC is an investment advisory firm registered with the SEC based in Pittsford, NY. The firm has been registered since 2001. It reports $67.4 million in regulatory assets under management and employs 2 people.
Occam Capital Management, LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Priscilla Anne Baker Jones Control | Chief Compliance Officer/Ceo/Cfo/Clo/Coo | Over 75% | 2009 |
Frequently asked questions
How much does Occam Capital Management, LLC manage?
Occam Capital Management, LLC reports $67.4 million in regulatory assets under management on its Form ADV.
How many employees does Occam Capital Management, LLC have?
Occam Capital Management, LLC reports 2 employees.
Where is Occam Capital Management, LLC located?
Occam Capital Management, LLC is based in Pittsford, NY and has been SEC-registered since 2001.
Does Occam Capital Management, LLC disclose fund performance?
Occam Capital Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1 Lockwood Drive, Suite 200, Pittsford, NY 14534-1742 |
| Phone | 585-218-0310 |
| Fax | 585-218-0338 |
| Office hours | 8:30a.m.-4:30p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$67.4M▲ 2%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 95%
Larger than 5% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$67.4Mregulatory AUM
Discretionary $67.4M