October Wealth Advisors, Inc
● SEC registered since 2022CRD 153993SEC# 801-124993Fort Smith, AR
Reg. AUM
$141.6M
Employees
2
Accounts
349
Location
Fort Smith, AR
October Wealth Advisors, Inc assets under management
October Wealth Advisors, Inc is an investment advisory firm registered with the SEC based in Fort Smith, AR. The firm has been registered since 2022. It reports $141.6 million in regulatory assets under management and employs 2 people.
October Wealth Advisors, Inc owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Clarke Craig Control | President/Chief Compliance Officer | Over 75% | 2010 |
Frequently asked questions
How much does October Wealth Advisors, Inc manage?
October Wealth Advisors, Inc reports $141.6 million in regulatory assets under management on its Form ADV.
How many employees does October Wealth Advisors, Inc have?
October Wealth Advisors, Inc reports 2 employees.
Where is October Wealth Advisors, Inc located?
October Wealth Advisors, Inc is based in Fort Smith, AR and has been SEC-registered since 2022.
Does October Wealth Advisors, Inc disclose fund performance?
October Wealth Advisors, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 322 North 8th Street, Fort Smith, AR 72901 |
| Phone | 479-452-0996 |
| Fax | 479-452-0489 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$141.6M▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 85%
Larger than 15% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$141.6Mregulatory AUM
Discretionary $130.8MNon-discretionary $10.9M