O'Keefe Stevens Advisory, Inc.
● SEC registered since 2017CRD 286338SEC# 801-109944
Reg. AUM
$585.6M
Employees
9
Accounts
943
Location
—
About O'Keefe Stevens Advisory
O'Keefe Stevens Advisory provides personalized financial planning and investment advice spanning retirement, investment management, business owner and exit planning, charitable giving, estate planning, and tax planning. It offers research-backed individualized portfolios and relationship-focused guidance for individuals and families.
Summary based on the firm’s website.
O'Keefe Stevens Advisory, Inc. assets under management
O'Keefe Stevens Advisory, Inc. operates as an SEC-registered investment adviser. The firm has been registered since 2017. It reports $585.6 million in regulatory assets under management and employs 9 people.
O'Keefe Stevens Advisory, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Carly Elizabeth Flanigan Control | Chief Compliance Officer | Under 5% | 2017 |
| Justin Dean Stevens Control | President/Secretary | 50-75% | 2016 |
| Peter Shaw O'Keefe Control | Treasurer | 50-75% | 2016 |
Frequently asked questions
How much does O'Keefe Stevens Advisory, Inc. manage?
O'Keefe Stevens Advisory, Inc. reports $585.6 million in regulatory assets under management on its Form ADV.
How many employees does O'Keefe Stevens Advisory, Inc. have?
O'Keefe Stevens Advisory, Inc. reports 9 employees.
Does O'Keefe Stevens Advisory, Inc. disclose fund performance?
O'Keefe Stevens Advisory, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 585-340-6538 |
| Office hours | 8:30-5:00 |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1780565 |
| Discloses disciplinary history | No |
Regulatory AUM
$585.6M▲ 38%
Jan '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 44%
Larger than 56% of 16,389 advisers
EmployeesTop 43%
More than 57% of 16,799 advisers
Assets under management
$585.6Mregulatory AUM
Discretionary $585.6M