Omc Financial Services Ltd
● SEC registered since 1987CRD 110528SEC# 801-29406Dewitt, NY
Reg. AUM
$328.5M
Employees
7
Accounts
672
Location
Dewitt, NY
Omc Financial Services Ltd assets under management
Omc Financial Services Ltd is an SEC-registered investment adviser based in Dewitt, NY. The firm has been registered since 1987. It reports $328.5 million in regulatory assets under management and employs 7 people.
Omc Financial Services Ltd owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Cynthia Ann Scott Control | President | Over 75% | 1985 |
| James Michael Cullen Control | Chief Compliance Officer | Under 5% | 2023 |
Frequently asked questions
How much does Omc Financial Services Ltd manage?
Omc Financial Services Ltd reports $328.5 million in regulatory assets under management on its Form ADV.
How many employees does Omc Financial Services Ltd have?
Omc Financial Services Ltd reports 7 employees.
Where is Omc Financial Services Ltd located?
Omc Financial Services Ltd is based in Dewitt, NY and has been SEC-registered since 1987.
Does Omc Financial Services Ltd disclose fund performance?
Omc Financial Services Ltd is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5789 Widewaters Parkway, Dewitt, NY 13214 |
| Phone | 315-446-8720 |
| Fax | 315-446-5936 |
| Office hours | 8:30 a.m.-4:30 p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 2026391 |
| Discloses disciplinary history | No |
Regulatory AUM
$328.5M▲ 15%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$328.5Mregulatory AUM
Discretionary $328MNon-discretionary $432K