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Oneascent Financial Services LLC

● SEC registered since 2016CRD 284549SEC# 801-108265Birmingham, AL
Export (members)
Reg. AUM
$3.54B
Employees
161
Accounts
16,009
Location
Birmingham, AL

Oneascent Financial Services LLC assets under management

Oneascent Financial Services LLC is an investment advisory firm registered with the SEC based in Birmingham, AL. The firm has been registered since 2016. It reports $3.5 billion in regulatory assets under management and employs 161 people.

Oneascent Financial Services LLC owners & executives

5 reported
NameTitleOwnershipSince
Ashleigh Cooper Swayze ControlChief Compliance OfficerUnder 5%2026
Harry Noble Pearson ControlManagerUnder 5%2017
Oneascent Holdings LLC ControlOwnerOver 75%2017
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Frequently asked questions

How much does Oneascent Financial Services LLC manage?

Oneascent Financial Services LLC reports $3.5 billion in regulatory assets under management on its Form ADV.

How many employees does Oneascent Financial Services LLC have?

Oneascent Financial Services LLC reports 161 employees.

Where is Oneascent Financial Services LLC located?

Oneascent Financial Services LLC is based in Birmingham, AL and has been SEC-registered since 2016.

Does Oneascent Financial Services LLC disclose fund performance?

Oneascent Financial Services LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address23 Inverness Parkway, Birmingham, AL 35242
Phone205-313-9142
Office hours9:00 a.m. - 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
Discloses disciplinary historyNo

Regulatory AUM

$3.54B▲ 98%
Jan '25 — $1.79BFeb '25 — $1.79BMar '25 — $2.61BApr '25 — $2.61BMay '25 — $2.61BJun '25 — $2.61BJul '25 — $2.61BAug '25 — $2.61BSep '25 — $2.61BOct '25 — $2.61BNov '25 — $2.61BDec '25 — $2.61BJan '26 — $2.61BFeb '26 — $2.61BMar '26 — $3.54BApr '26 — $3.54BMay '26 — $3.54BJun '26 — $3.54B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 16%
Larger than 84% of 16,271 advisers
EmployeesTop 5%
More than 95% of 16,825 advisers

Assets under management

$3.54Bregulatory AUM
Discretionary $3.05BNon-discretionary $485.1M