Open Window Financial Solutions, Ltd.
● SEC registered since 2018CRD 131562SEC# 801-114451Reno, NV
Reg. AUM
$284.4M
Employees
6
Accounts
319
Location
Reno, NV
Open Window Financial Solutions, Ltd. assets under management
Open Window Financial Solutions, Ltd. operates as an SEC-registered investment adviser based in Reno, NV. The firm has been registered since 2018. It reports $284.4 million in regulatory assets under management and employs 6 people.
Open Window Financial Solutions, Ltd. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Eric Anthony Hollen Control | President, Chief Compliance Officer | Over 75% | 2025 |
| Joseph Robert Hollen Control | Director | Under 5% | 2025 |
Frequently asked questions
How much does Open Window Financial Solutions, Ltd. manage?
Open Window Financial Solutions, Ltd. reports $284.4 million in regulatory assets under management on its Form ADV.
How many employees does Open Window Financial Solutions, Ltd. have?
Open Window Financial Solutions, Ltd. reports 6 employees.
Where is Open Window Financial Solutions, Ltd. located?
Open Window Financial Solutions, Ltd. is based in Reno, NV and has been SEC-registered since 2018.
Does Open Window Financial Solutions, Ltd. disclose fund performance?
Open Window Financial Solutions, Ltd. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4741 Caughlin Parkway, Suite 3, Reno, NV 89519 |
| Phone | 775-827-0670 |
| Fax | 775-827-6481 |
| Office hours | 9:00 a.m. - 4:30 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$284.4M▲ 16%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$284.4Mregulatory AUM
Discretionary $284.4M