Oppenheimer & Co. Inc.
● SEC registered since 1955CRD 249SEC# 801-887New York, NY
Reg. AUM
$36.71B
Employees
2,806
Accounts
39,036
Location
New York, NY
Oppenheimer & Co. Inc. assets under management
Oppenheimer & Co. Inc. is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 1955. It reports $36.7 billion in regulatory assets under management and employs 2,806 people.
Oppenheimer & Co. Inc. owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Albert Grinsfelder Lowenthal Control | Executive Chairman-Director-Owns 100% Of Phase Ii Fin'l | Under 5% | 2025 |
| Brad Michael Watkins Control | Director-Executive Vice President-Cfo | Under 5% | 2022 |
| Dennis Patrick McNamara Control | E.v.p./Clo/Secretary | Under 5% | 2006 |
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Join to unlock · $37/moFrequently asked questions
How much does Oppenheimer & Co. Inc. manage?
Oppenheimer & Co. Inc. reports $36.7 billion in regulatory assets under management on its Form ADV.
How many employees does Oppenheimer & Co. Inc. have?
Oppenheimer & Co. Inc. reports 2,806 employees.
Where is Oppenheimer & Co. Inc. located?
Oppenheimer & Co. Inc. is based in New York, NY and has been SEC-registered since 1955.
Does Oppenheimer & Co. Inc. disclose fund performance?
Oppenheimer & Co. Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 85 Broad Street, 22nd Floor, New York, NY 10004 |
| Phone | 212-668-8000 |
| Office hours | 9:00a.m. To 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$36.71B▲ 34%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 3%
Larger than 97% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$36.71Bregulatory AUM
Discretionary $14.23BNon-discretionary $22.48B