Oppenheimer Investment Management LLC
● SEC registered since 2004CRD 133243SEC# 801-63615New York, NY
Reg. AUM
$929.4M
Employees
8
Accounts
61
Location
New York, NY
Oppenheimer Investment Management LLC assets under management
Oppenheimer Investment Management LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2004. It reports $929.4 million in regulatory assets under management and employs 8 people.
Oppenheimer Investment Management LLC owners & executives
12 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Albert Grinsfelder Lowenthal Control | Executive Chairman | Under 5% | 2004 |
| Brad Michael Watkins | Senior Vp, Chief Financial Officer | Under 5% | 2022 |
| Bryan Edward McKigney Control | Managing Director | Under 5% | 2025 |
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Join to unlock · $37/moFrequently asked questions
How much does Oppenheimer Investment Management LLC manage?
Oppenheimer Investment Management LLC reports $929.4 million in regulatory assets under management on its Form ADV.
How many employees does Oppenheimer Investment Management LLC have?
Oppenheimer Investment Management LLC reports 8 employees.
Where is Oppenheimer Investment Management LLC located?
Oppenheimer Investment Management LLC is based in New York, NY and has been SEC-registered since 2004.
Does Oppenheimer Investment Management LLC disclose fund performance?
Oppenheimer Investment Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 85 Broad St, New York, NY 10004 |
| Phone | 212-667-4156 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$929.4M▲ 2%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 34%
Larger than 66% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$929.4Mregulatory AUM
Discretionary $929.4M