Optima Asset Management Inc
● SEC registered since 1996CRD 106095SEC# 801-52409Dallas, TX
Reg. AUM
$657.4M
Employees
2
Accounts
273
Location
Dallas, TX
Optima Asset Management Inc assets under management
Optima Asset Management Inc is a registered investment adviser overseen by the SEC based in Dallas, TX. The firm has been registered since 1996. It reports $657.4 million in regulatory assets under management and employs 2 people.
Optima Asset Management Inc owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Archie Alba Ponce Control | Executive Vice President And Chief Compliance Officer | 25-50% | 2016 |
| Paul Alan Lightfoot Control | President And Chief Executive Officer | 50-75% | 2016 |
Frequently asked questions
How much does Optima Asset Management Inc manage?
Optima Asset Management Inc reports $657.4 million in regulatory assets under management on its Form ADV.
How many employees does Optima Asset Management Inc have?
Optima Asset Management Inc reports 2 employees.
Where is Optima Asset Management Inc located?
Optima Asset Management Inc is based in Dallas, TX and has been SEC-registered since 1996.
Does Optima Asset Management Inc disclose fund performance?
Optima Asset Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 8144 Walnut Hill Lane, Suite 1180, Dallas, TX 75231 |
| Phone | 972-726-0400 |
| Office hours | 8:30a.m.-4:30p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$657.4M▲ 8%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 42%
Larger than 58% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$657.4Mregulatory AUM
Discretionary $0Non-discretionary $657.4M