Optimum Financial Services, LLC
● SEC registered since 1991CRD 105878SEC# 801-38310Jackson, MS
Reg. AUM
$300.2M
Employees
4
Accounts
486
Location
Jackson, MS
Optimum Financial Services, LLC assets under management
Optimum Financial Services, LLC operates as an SEC-registered investment adviser based in Jackson, MS. The firm has been registered since 1991. It reports $300.2 million in regulatory assets under management and employs 4 people.
Optimum Financial Services, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Walter Garrard Control | President/Chief Compliance Officer | Under 5% | 2015 |
| Optimum Holdings, LLC Control | Member | Over 75% | 2015 |
| William Hugh Garrard Control | Executive Vice President | Under 5% | 2015 |
See all 4 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Optimum Financial Services, LLC manage?
Optimum Financial Services, LLC reports $300.2 million in regulatory assets under management on its Form ADV.
How many employees does Optimum Financial Services, LLC have?
Optimum Financial Services, LLC reports 4 employees.
Where is Optimum Financial Services, LLC located?
Optimum Financial Services, LLC is based in Jackson, MS and has been SEC-registered since 1991.
Does Optimum Financial Services, LLC disclose fund performance?
Optimum Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1817 Crane Ridge Drive, Suite 200, Jackson, MS 39216-4902 |
| Phone | 601-981-5900 |
| Fax | 601-981-5939 |
| Office hours | 8:30 - 4:30 |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$300.2M▲ 11%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 62%
Larger than 38% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$300.2Mregulatory AUM
Discretionary $300MNon-discretionary $204K