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Opto Investment Management, LLC

● SEC registered since 2022CRD 316847SEC# 801-123757New York, NY
Export (members)
Ranks #3,729 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$565.4M
Fund GAV
$279.5M
Private funds
26
Employees
14
Accounts
31
Location
New York, NY

Opto Investment Management, LLC assets under management

Opto Investment Management, LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2022. It reports $565.4 million in regulatory assets under management and employs 14 people. Opto Investment Management, LLC manages 26 private funds with combined gross assets of $279.5 million, including Opto Artificial Intelligence Early Stage Venture Fund LP. By regulatory assets, it ranks 3,729 of 6,004 private fund managers.

Opto Investment Management, LLC private funds

26 funds · $279.5M GAV
FundTypeGross assetsMin.
Opto Artificial Intelligence Early Stage Venture Fund LPVenture Capital$39.5M$100K
Waypoint Private Access Fund L.P.Private Equity$22.5M$250K
Conway Opportunities Fund 2024, LPPrivate Equity$21.2M$100K
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Opto Investment Management, LLC owners & executives

5 reported
NameTitleOwnershipSince
Alexis Imber RiegerHead Of Legal Of Opto Investments Inc.Under 5%2024
Matthew David Malone ControlPresidentUnder 5%2021
Opto Investments, Inc. ControlOwnerOver 75%2021
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Frequently asked questions

How much does Opto Investment Management, LLC manage?

Opto Investment Management, LLC reports $565.4 million in regulatory assets under management on its Form ADV.

How many private funds does Opto Investment Management, LLC manage?

Opto Investment Management, LLC manages 26 private funds with combined gross assets of $279.5 million.

How many employees does Opto Investment Management, LLC have?

Opto Investment Management, LLC reports 14 employees.

Where is Opto Investment Management, LLC located?

Opto Investment Management, LLC is based in New York, NY and has been SEC-registered since 2022.

Does Opto Investment Management, LLC disclose fund performance?

Opto Investment Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address31 W 27th Street, Suite 605, New York, NY 10001
Phone212-658-0382
Office hours9a.m.-5p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$565.4M▲ 142%
Mar '25 — $233.6MApr '25 — $233.6MMay '25 — $233.6MJun '25 — $233.6MJul '25 — $233.6MAug '25 — $233.6MSep '25 — $371MOct '25 — $371MNov '25 — $371MDec '25 — $371MJan '26 — $371MFeb '26 — $371MMar '26 — $565.4MApr '26 — $565.4MMay '26 — $565.4MJun '26 — $565.4M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 45%
Larger than 55% of 16,271 advisers
AUM vs fund managersTop 62%
Larger than 38% of 6,004 private-fund managers
Number of fundsTop 9%
More funds than 91% of fund managers
EmployeesTop 32%
More than 68% of 16,825 advisers

Assets under management

$565.4Mregulatory AUM
Discretionary $384.3MNon-discretionary $181.1M

Fund type mix

Private Equity19
Real Estate3
Venture Capital2
Securitized Asset1
Other Private1

Service providers