Osaic Institutions, Inc.
● SEC registered since 2006CRD 35371SEC# 801-67242Meriden, CT
Reg. AUM
$6.49B
Employees
1,839
Accounts
11,892
Location
Meriden, CT
Osaic Institutions, Inc. assets under management
Osaic Institutions, Inc. is a registered investment adviser overseen by the SEC based in Meriden, CT. The firm has been registered since 2006. It reports $6.5 billion in regulatory assets under management and employs 1,839 people.
Osaic Institutions, Inc. owners & executives
24 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Mills Mitchell | Corporate Treasurer, Financial And Operations Principal | Under 5% | 2025 |
| Dori Jamille Hammond Control | Chief Compliance Officer | Under 5% | 2025 |
| Gregory Allen Cornick Control | Director | Under 5% | 2022 |
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Join to unlock · $37/moFrequently asked questions
How much does Osaic Institutions, Inc. manage?
Osaic Institutions, Inc. reports $6.5 billion in regulatory assets under management on its Form ADV.
How many employees does Osaic Institutions, Inc. have?
Osaic Institutions, Inc. reports 1,839 employees.
Where is Osaic Institutions, Inc. located?
Osaic Institutions, Inc. is based in Meriden, CT and has been SEC-registered since 2006.
Does Osaic Institutions, Inc. disclose fund performance?
Osaic Institutions, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 538 Preston Avenue, Meriden, CT 06450-4858 |
| Phone | 203-599-6000 |
| Fax | 203-599-6001 |
| Office hours | 8:30 a.m. To 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 914904 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$6.49B▲ 61%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 11%
Larger than 89% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$6.49Bregulatory AUM
Discretionary $4.11BNon-discretionary $2.39B