Otto & Associates, Inc.
● SEC registered since 2000CRD 109493SEC# 801-58024Norwich, VT
Reg. AUM
$286.6M
Employees
6
Accounts
629
Location
Norwich, VT
About Otto & Associates
Otto & Associates is a fee-only financial planning firm offering investment management, retirement and estate planning, college savings, insurance analysis, tax planning, budgeting, and charitable giving. The firm emphasizes independence from product companies and comprehensive planning without commissions.
Summary based on the firm’s website.
Otto & Associates, Inc. assets under management
Otto & Associates, Inc. is an investment advisory firm registered with the SEC based in Norwich, VT. The firm has been registered since 2000. It reports $286.6 million in regulatory assets under management and employs 6 people.
Otto & Associates, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David William Otto Control | Chief Executive Officer Emeritus | 25-50% | 2023 |
| Elizabeth Nmi Otto | Shareholder | 10-25% | 2010 |
| Susan Otto Goodell Control | Chief Executive Officer, President, And Chief Compliance Officer | 50-75% | 2023 |
Frequently asked questions
How much does Otto & Associates, Inc. manage?
Otto & Associates, Inc. reports $286.6 million in regulatory assets under management on its Form ADV.
How many employees does Otto & Associates, Inc. have?
Otto & Associates, Inc. reports 6 employees.
Where is Otto & Associates, Inc. located?
Otto & Associates, Inc. is based in Norwich, VT and has been SEC-registered since 2000.
Does Otto & Associates, Inc. disclose fund performance?
Otto & Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 16 Beaver Meadow Road, Norwich, VT 05055 |
| Phone | 802-649-1946 |
| Fax | 914-232-5378 |
| Office hours | 9:00 a.m.-5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$286.6M▲ 15%
Mar '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 63%
Larger than 37% of 16,369 advisers
EmployeesTop 56%
More than 44% of 16,804 advisers
Assets under management
$286.6Mregulatory AUM
Discretionary $286.6M