Otto & Associates, Inc.
● SEC registered since 2000CRD 109493SEC# 801-58024Norwich, VT
Reg. AUM
$286.6M
Employees
6
Accounts
629
Location
Norwich, VT
Otto & Associates, Inc. assets under management
Otto & Associates, Inc. is an investment advisory firm registered with the SEC based in Norwich, VT. The firm has been registered since 2000. It reports $286.6 million in regulatory assets under management and employs 6 people.
Otto & Associates, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David William Otto Control | Chief Executive Officer Emeritus | 25-50% | 2023 |
| Elizabeth Nmi Otto | Shareholder | 10-25% | 2010 |
| Susan Otto Goodell Control | Chief Executive Officer, President, And Chief Compliance Officer | 50-75% | 2023 |
Frequently asked questions
How much does Otto & Associates, Inc. manage?
Otto & Associates, Inc. reports $286.6 million in regulatory assets under management on its Form ADV.
How many employees does Otto & Associates, Inc. have?
Otto & Associates, Inc. reports 6 employees.
Where is Otto & Associates, Inc. located?
Otto & Associates, Inc. is based in Norwich, VT and has been SEC-registered since 2000.
Does Otto & Associates, Inc. disclose fund performance?
Otto & Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 16 Beaver Meadow Road, Norwich, VT 05055 |
| Phone | 802-649-1946 |
| Fax | 914-232-5378 |
| Office hours | 9:00 a.m.-5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$286.6M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$286.6Mregulatory AUM
Discretionary $286.6M