Oxford Harriman Holdings Adv LLC
● SEC registered since 2026CRD 340313SEC# 801-135797Indianapolis, IN
Reg. AUM
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Employees
4
Accounts
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Location
Indianapolis, IN
Oxford Harriman Holdings Adv LLC assets under management
Oxford Harriman Holdings Adv LLC is an investment advisory firm registered with the SEC based in Indianapolis, IN. The firm has been registered since 2026. It employs 4 people.
Oxford Harriman Holdings Adv LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dennis Peter Barba Control | Founder And Chairman | Under 5% | 2025 |
| Monica Ann Coles | Chief Compliance Officer, President | Under 5% | 2026 |
| Oxford Harriman Holdings, LLC Control | Owner | Over 75% | 2025 |
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Join to unlock · $37/moFrequently asked questions
How many employees does Oxford Harriman Holdings Adv LLC have?
Oxford Harriman Holdings Adv LLC reports 4 employees.
Where is Oxford Harriman Holdings Adv LLC located?
Oxford Harriman Holdings Adv LLC is based in Indianapolis, IN and has been SEC-registered since 2026.
Does Oxford Harriman Holdings Adv LLC disclose fund performance?
Oxford Harriman Holdings Adv LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9000 Keystone Crossing, 7th Fl, Indianapolis, IN 46240 |
| Phone | 317-581-4003 |
| Office hours | 8 a.m. - 5 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
How this firm compares
EmployeesTop 69%
More than 31% of 16,825 advisers