Pacific Financial Strategies, Inc
● SEC registered since 2009CRD 151434SEC# 801-70849Thousand Oaks, CA
Reg. AUM
$201.2M
Employees
5
Accounts
980
Location
Thousand Oaks, CA
Pacific Financial Strategies, Inc assets under management
Pacific Financial Strategies, Inc operates as an SEC-registered investment adviser based in Thousand Oaks, CA. The firm has been registered since 2009. It reports $201.2 million in regulatory assets under management and employs 5 people.
Pacific Financial Strategies, Inc owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anna-Christina Brockschmidt | Ceo & Cco, Iar | Over 75% | 2015 |
| Ariana Justine McDonald | Cio | 5-10% | 2025 |
| Joseph Arthur Garcia Control | Vice President | 5-10% | 2009 |
Frequently asked questions
How much does Pacific Financial Strategies, Inc manage?
Pacific Financial Strategies, Inc reports $201.2 million in regulatory assets under management on its Form ADV.
How many employees does Pacific Financial Strategies, Inc have?
Pacific Financial Strategies, Inc reports 5 employees.
Where is Pacific Financial Strategies, Inc located?
Pacific Financial Strategies, Inc is based in Thousand Oaks, CA and has been SEC-registered since 2009.
Does Pacific Financial Strategies, Inc disclose fund performance?
Pacific Financial Strategies, Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 223 E. Thousand Oaks Blvd., Suite 403, Thousand Oaks, CA 91360 |
| Phone | (818) 991-7794 |
| Fax | (818) 735-0780 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$201.2M▲ 11%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$201.2Mregulatory AUM
Discretionary $201.2M