Pacific Heights Asset Management, LLC
● SEC registered since 2003CRD 124365SEC# 801-61673San Francisco, CA
Reg. AUM
$7.27B
Employees
10
Accounts
4
Location
San Francisco, CA
Pacific Heights Asset Management, LLC assets under management
Pacific Heights Asset Management, LLC is an investment advisory firm registered with the SEC based in San Francisco, CA. The firm has been registered since 2003. It reports $7.3 billion in regulatory assets under management and employs 10 people.
Pacific Heights Asset Management, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| James Hanson Andrews Control | Director Of Finance | Under 5% | 2006 |
| Michael Joseph Cuggino Control | Trustee | Over 75% | 2015 |
| Susan Kathryn Freund Control | Chief Compliance Officer | Under 5% | 2010 |
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Join to unlock · $37/moFrequently asked questions
How much does Pacific Heights Asset Management, LLC manage?
Pacific Heights Asset Management, LLC reports $7.3 billion in regulatory assets under management on its Form ADV.
How many employees does Pacific Heights Asset Management, LLC have?
Pacific Heights Asset Management, LLC reports 10 employees.
Where is Pacific Heights Asset Management, LLC located?
Pacific Heights Asset Management, LLC is based in San Francisco, CA and has been SEC-registered since 2003.
Does Pacific Heights Asset Management, LLC disclose fund performance?
Pacific Heights Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 600 Montgomery Street, Suite 4100, San Francisco, CA 94111-2816 |
| Phone | 415-398-8000 |
| Fax | 415-398-8091 |
| Office hours | 9 a.m. - 5 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$7.27B▲ 84%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 10%
Larger than 90% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$7.27Bregulatory AUM
Discretionary $7.27B