Pacific Wealth Strategies Group, Inc.
● SEC registered since 2007CRD 144789SEC# 801-68311Santa Barbara, CA
Reg. AUM
$253.2M
Employees
3
Accounts
526
Location
Santa Barbara, CA
Pacific Wealth Strategies Group, Inc. assets under management
Pacific Wealth Strategies Group, Inc. is an investment advisory firm registered with the SEC based in Santa Barbara, CA. The firm has been registered since 2007. It reports $253.2 million in regulatory assets under management and employs 3 people.
Pacific Wealth Strategies Group, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Erin Jane Neil Control | President & Chief Compliance Officer | 50-75% | 2007 |
| Jeffery Dane Brookshire Control | Vice President, Corporate Secretary, Treasurer | 50-75% | 2007 |
Frequently asked questions
How much does Pacific Wealth Strategies Group, Inc. manage?
Pacific Wealth Strategies Group, Inc. reports $253.2 million in regulatory assets under management on its Form ADV.
How many employees does Pacific Wealth Strategies Group, Inc. have?
Pacific Wealth Strategies Group, Inc. reports 3 employees.
Where is Pacific Wealth Strategies Group, Inc. located?
Pacific Wealth Strategies Group, Inc. is based in Santa Barbara, CA and has been SEC-registered since 2007.
Does Pacific Wealth Strategies Group, Inc. disclose fund performance?
Pacific Wealth Strategies Group, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4141 State Street, Suite B11, Santa Barbara, CA 93110 |
| Phone | 805-966-7775 |
| Fax | 805-966-7736 |
| Office hours | 8a.m. To 1p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$253.2M▲ 16%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 67%
Larger than 33% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$253.2Mregulatory AUM
Discretionary $223.9MNon-discretionary $29.3M