Paller Financial Services, Inc.
● SEC registered since 2024CRD 161531SEC# 801-129389Centennial, CO
Reg. AUM
$147.9M
Employees
6
Accounts
453
Location
Centennial, CO
Paller Financial Services, Inc. assets under management
Paller Financial Services, Inc. is a registered investment adviser overseen by the SEC based in Centennial, CO. The firm has been registered since 2024. It reports $147.9 million in regulatory assets under management and employs 6 people.
Paller Financial Services, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jennifer McElderry | Chief Compliance Officer | Under 5% | 2025 |
| Mark Randall Paller Control | Owner/President | Over 75% | 2000 |
Frequently asked questions
How much does Paller Financial Services, Inc. manage?
Paller Financial Services, Inc. reports $147.9 million in regulatory assets under management on its Form ADV.
How many employees does Paller Financial Services, Inc. have?
Paller Financial Services, Inc. reports 6 employees.
Where is Paller Financial Services, Inc. located?
Paller Financial Services, Inc. is based in Centennial, CO and has been SEC-registered since 2024.
Does Paller Financial Services, Inc. disclose fund performance?
Paller Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9000 E Nichols Avenue, Suite 120, Centennial, CO 80112 |
| Phone | 303-858-0045 |
| Fax | 303-802-4475 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Denver Regional Office (DRO) |
| CIK | 2095931 |
| Discloses disciplinary history | No |
Regulatory AUM
$147.9M▲ 10%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 84%
Larger than 16% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$147.9Mregulatory AUM
Discretionary $147.9M