Paragon Private Wealth Management LLC
● SEC registered since 2021CRD 312817SEC# 801-120682Lexington, KY
Reg. AUM
$457.9M
Employees
6
Accounts
711
Location
Lexington, KY
Paragon Private Wealth Management LLC assets under management
Paragon Private Wealth Management LLC is an investment advisory firm registered with the SEC based in Lexington, KY. The firm has been registered since 2021. It reports $457.9 million in regulatory assets under management and employs 6 people.
Paragon Private Wealth Management LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Catherine Elizabeth Salsman Control | Managing Member And Chief Compliance Officer | 25-50% | 2021 |
| Justin Alexander Sherman Control | Managing Member | 50-75% | 2021 |
| Mary Kathryn Lockwood Control | Chief Investment Officer | Under 5% | 2023 |
Frequently asked questions
How much does Paragon Private Wealth Management LLC manage?
Paragon Private Wealth Management LLC reports $457.9 million in regulatory assets under management on its Form ADV.
How many employees does Paragon Private Wealth Management LLC have?
Paragon Private Wealth Management LLC reports 6 employees.
Where is Paragon Private Wealth Management LLC located?
Paragon Private Wealth Management LLC is based in Lexington, KY and has been SEC-registered since 2021.
Does Paragon Private Wealth Management LLC disclose fund performance?
Paragon Private Wealth Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 300 West Vine Street, Suite 2201, Lexington, KY 40507 |
| Phone | 859-300-3985 |
| Fax | 859-374-6270 |
| Office hours | 8:30a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$457.9M▲ 29%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 50%
Larger than 50% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$457.9Mregulatory AUM
Discretionary $444MNon-discretionary $13.9M