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Park Avenue Securities LLC

● SEC registered since 2000CRD 46173SEC# 801-58108New York, NY
Export (members)
Reg. AUM
$19.58B
Employees
2,073
Accounts
82,118
Location
New York, NY

Park Avenue Securities LLC assets under management

Park Avenue Securities LLC is an investment advisory firm registered with the SEC based in New York, NY. The firm has been registered since 2000. It reports $19.6 billion in regulatory assets under management and employs 2,073 people.

Park Avenue Securities LLC owners & executives

10 reported
NameTitleOwnershipSince
Allen Warren Boggs ControlHead Of Product & SupervisionUnder 5%2014
Carl DesrochersElected MemberUnder 5%2023
Carly Pritchard Maher ControlHead Of Wealth Management Strategy And Business OperationsUnder 5%2020
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Frequently asked questions

How much does Park Avenue Securities LLC manage?

Park Avenue Securities LLC reports $19.6 billion in regulatory assets under management on its Form ADV.

How many employees does Park Avenue Securities LLC have?

Park Avenue Securities LLC reports 2,073 employees.

Where is Park Avenue Securities LLC located?

Park Avenue Securities LLC is based in New York, NY and has been SEC-registered since 2000.

Does Park Avenue Securities LLC disclose fund performance?

Park Avenue Securities LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address10 Hudson Yards, New York, NY 10001
Phone1-888-600-4667
Office hours9:00 a.m. To 5:00 p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyYes

Regulatory AUM

$19.58B▲ 65%
Jan '25 — $11.88BFeb '25 — $11.88BMar '25 — $15BApr '25 — $15BMay '25 — $15BJun '25 — $15BJul '25 — $15BAug '25 — $15BSep '25 — $15BOct '25 — $15BNov '25 — $15BDec '25 — $15BJan '26 — $15BFeb '26 — $15BMar '26 — $19.58BApr '26 — $19.58BMay '26 — $19.58BJun '26 — $19.58B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 5%
Larger than 95% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers

Assets under management

$19.58Bregulatory AUM
Discretionary $17.64BNon-discretionary $1.94B