Pathway Financial Advisers, LLC
● SEC registered since 2014CRD 166237SEC# 801-80650Auburn, IN
Reg. AUM
$524.2M
Employees
8
Accounts
1,832
Location
Auburn, IN
Pathway Financial Advisers, LLC assets under management
Pathway Financial Advisers, LLC is an investment advisory firm registered with the SEC based in Auburn, IN. The firm has been registered since 2014. It reports $524.2 million in regulatory assets under management and employs 8 people.
Pathway Financial Advisers, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Reynolds Tracey Control | Member And Investment Adviser | 25-50% | 2019 |
| Erin Lee Mutton Control | Member, Chief Compliance Officer And Investment Adviser | 10-25% | 2025 |
| Joel Matthew Grimm Control | Member And Investment Adviser | 25-50% | 2016 |
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Join to unlock · $37/moFrequently asked questions
How much does Pathway Financial Advisers, LLC manage?
Pathway Financial Advisers, LLC reports $524.2 million in regulatory assets under management on its Form ADV.
How many employees does Pathway Financial Advisers, LLC have?
Pathway Financial Advisers, LLC reports 8 employees.
Where is Pathway Financial Advisers, LLC located?
Pathway Financial Advisers, LLC is based in Auburn, IN and has been SEC-registered since 2014.
Does Pathway Financial Advisers, LLC disclose fund performance?
Pathway Financial Advisers, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4571 County Road 35, Auburn, IN 46706 |
| Phone | 260-925-2887 |
| Fax | 260-925-3222 |
| Office hours | 8:30a.m. - 5:30p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 2024152 |
| Discloses disciplinary history | No |
Regulatory AUM
$524.2M▲ 18%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 47%
Larger than 53% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$524.2Mregulatory AUM
Discretionary $524.2M