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Pathway Financial Advisors, LLC

● SEC registered since 2005CRD 124801SEC# 801-64598South Burlington, VT
Export (members)
Reg. AUM
$1.65B
Employees
11
Accounts
1,147
Location
South Burlington, VT

Pathway Financial Advisors, LLC assets under management

Pathway Financial Advisors, LLC is an investment advisory firm registered with the SEC based in South Burlington, VT. The firm has been registered since 2005. It reports $1.6 billion in regulatory assets under management and employs 11 people.

Pathway Financial Advisors, LLC owners & executives

2 reported
NameTitleOwnershipSince
Jonathan Jenness SmithMember10-25%2024
Scott Anthony Beaudin ControlManager (1/2018) & Chief Compliance OfficerOver 75%2003

Frequently asked questions

How much does Pathway Financial Advisors, LLC manage?

Pathway Financial Advisors, LLC reports $1.6 billion in regulatory assets under management on its Form ADV.

How many employees does Pathway Financial Advisors, LLC have?

Pathway Financial Advisors, LLC reports 11 employees.

Where is Pathway Financial Advisors, LLC located?

Pathway Financial Advisors, LLC is based in South Burlington, VT and has been SEC-registered since 2005.

Does Pathway Financial Advisors, LLC disclose fund performance?

Pathway Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address725 Community Drive, Suite 402, South Burlington, VT 05403
Phone802-660-7086
Fax866-336-9578
Office hoursBy Appointment
SEC regionBoston Regional Office (BRO)
CIK1738828
Discloses disciplinary historyNo

Regulatory AUM

$1.65B▲ 84%
Mar '25 — $894.8MApr '25 — $894.8MMay '25 — $894.8MJun '25 — $894.8MJul '25 — $894.8MAug '25 — $894.8MSep '25 — $894.8MOct '25 — $894.8MNov '25 — $894.8MDec '25 — $894.8MJan '26 — $894.8MFeb '26 — $894.8MMar '26 — $1.65BApr '26 — $1.65BMay '26 — $1.65BJun '26 — $1.65B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 25%
Larger than 75% of 16,271 advisers
EmployeesTop 38%
More than 62% of 16,825 advisers

Assets under management

$1.65Bregulatory AUM
Discretionary $1.65B