Pathways Wealth Management, Inc.
● SEC registered since 2024CRD 154125SEC# 801-130750
Reg. AUM
$287M
Employees
5
Accounts
945
Location
—
Pathways Wealth Management, Inc. assets under management
Pathways Wealth Management, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2024. It reports $287 million in regulatory assets under management and employs 5 people.
Pathways Wealth Management, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dustin Blake Beam Control | President | Over 75% | 2022 |
| Sonia Ann Goforth | Chief Compliance Officer | Under 5% | 2024 |
Frequently asked questions
How much does Pathways Wealth Management, Inc. manage?
Pathways Wealth Management, Inc. reports $287 million in regulatory assets under management on its Form ADV.
How many employees does Pathways Wealth Management, Inc. have?
Pathways Wealth Management, Inc. reports 5 employees.
Does Pathways Wealth Management, Inc. disclose fund performance?
Pathways Wealth Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 937-552-9765 |
| Fax | 937-716-2465 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$287M▲ 115%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 64%
Larger than 36% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$287Mregulatory AUM
Discretionary $226.4MNon-discretionary $60.6M