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Patten and Patten, Inc.

● SEC registered since 1976CRD 105414SEC# 801-11499Chattanooga, TN
Export (members)
Reg. AUM
$2.21B
Employees
13
Accounts
2,156
Location
Chattanooga, TN

Patten and Patten, Inc. assets under management

Patten and Patten, Inc. operates as an SEC-registered investment adviser based in Chattanooga, TN. The firm has been registered since 1976. It reports $2.2 billion in regulatory assets under management and employs 13 people.

Patten and Patten, Inc. owners & executives

4 reported
NameTitleOwnershipSince
Mark Christopher Fleck ControlPrincipal / Portfolio Manager25-50%2015
Raymond Vincent Ryan ControlChairman / Chief Executive Officer / President25-50%2005
Stephanie P Graham ControlPrincipal / Chief Financial Officer / Chief Compliance OfficerUnder 5%2019
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Frequently asked questions

How much does Patten and Patten, Inc. manage?

Patten and Patten, Inc. reports $2.2 billion in regulatory assets under management on its Form ADV.

How many employees does Patten and Patten, Inc. have?

Patten and Patten, Inc. reports 13 employees.

Where is Patten and Patten, Inc. located?

Patten and Patten, Inc. is based in Chattanooga, TN and has been SEC-registered since 1976.

Does Patten and Patten, Inc. disclose fund performance?

Patten and Patten, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address555 Walnut Street, Suite 280, Chattanooga, TN 37402
Phone423.756.3480
Office hours8:00 a.m. To 5:00 p.m.
SEC regionAtlanta Regional Office (ARO)
CIK1044905
Discloses disciplinary historyNo

Regulatory AUM

$2.21B▲ 7%
Mar '25 — $2.06BApr '25 — $2.06BMay '25 — $2.06BJun '25 — $2.06BJul '25 — $2.06BAug '25 — $2.06BSep '25 — $2.06BOct '25 — $2.06BNov '25 — $2.06BDec '25 — $2.06BJan '26 — $2.06BFeb '26 — $2.06BMar '26 — $2.21BApr '26 — $2.21BMay '26 — $2.21BJun '26 — $2.21B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 21%
Larger than 79% of 16,271 advisers
EmployeesTop 34%
More than 66% of 16,825 advisers

Assets under management

$2.21Bregulatory AUM
Discretionary $2.19BNon-discretionary $20.4M