Peak Financial Advisors, LLC
● SEC registered since 2001CRD 115207SEC# 801-60554Denver, CO
Reg. AUM
$268.8M
Employees
3
Accounts
409
Location
Denver, CO
Peak Financial Advisors, LLC assets under management
Peak Financial Advisors, LLC is a registered investment adviser overseen by the SEC based in Denver, CO. The firm has been registered since 2001. It reports $268.8 million in regulatory assets under management and employs 3 people.
Peak Financial Advisors, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brian Timothy Sells Control | Majority Owner, Managing Partner, Chief Investment Officer | Over 75% | 1997 |
| Debbie Joyclyn Freeman Control | Partner, Director Of Tax And Financial Planning | 10-25% | 2017 |
| Lorraine Elizabeth Haverley Control | Chief Compliance Officer | Under 5% | 2001 |
Frequently asked questions
How much does Peak Financial Advisors, LLC manage?
Peak Financial Advisors, LLC reports $268.8 million in regulatory assets under management on its Form ADV.
How many employees does Peak Financial Advisors, LLC have?
Peak Financial Advisors, LLC reports 3 employees.
Where is Peak Financial Advisors, LLC located?
Peak Financial Advisors, LLC is based in Denver, CO and has been SEC-registered since 2001.
Does Peak Financial Advisors, LLC disclose fund performance?
Peak Financial Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 155 South Madison Street, Suite 210, Denver, CO 80209 |
| Phone | 303-316-2799 |
| Fax | 303-316-7726 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Denver Regional Office (DRO) |
| CIK | 1843309 |
| Discloses disciplinary history | No |
Regulatory AUM
$268.8M▲ 7%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 66%
Larger than 34% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$268.8Mregulatory AUM
Discretionary $267.3MNon-discretionary $1.4M