Peak Financial Management, Inc.
● SEC registered since 2025CRD 281223SEC# 801-134603Broomfield, CO
Reg. AUM
$109.4M
Employees
4
Accounts
156
Location
Broomfield, CO
Peak Financial Management, Inc. assets under management
Peak Financial Management, Inc. is a registered investment adviser overseen by the SEC based in Broomfield, CO. The firm has been registered since 2025. It reports $109.4 million in regulatory assets under management and employs 4 people.
Peak Financial Management, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Nicholas James Wolverton Control | Chief Compliance Officer And President | Over 75% | 2020 |
Frequently asked questions
How much does Peak Financial Management, Inc. manage?
Peak Financial Management, Inc. reports $109.4 million in regulatory assets under management on its Form ADV.
How many employees does Peak Financial Management, Inc. have?
Peak Financial Management, Inc. reports 4 employees.
Where is Peak Financial Management, Inc. located?
Peak Financial Management, Inc. is based in Broomfield, CO and has been SEC-registered since 2025.
Does Peak Financial Management, Inc. disclose fund performance?
Peak Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10901 W. 120th Avenue, Suite 135, Broomfield, CO 80021 |
| Phone | (303) 255-2252 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$109.4M▲ 3%
Sep '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$109.4Mregulatory AUM
Discretionary $109.4M