Nicholas James Wolverton
Chief Compliance Officer And PresidentPeak Financial Management, Inc.CRD 6547199
About Nicholas James Wolverton
Nicholas James Wolverton is listed as Chief Compliance Officer And President at Peak Financial Management, Inc. in Broomfield, CO. Form ADV reports a beneficial ownership band of Over 75%.
Reported ownership
Owns Over 75% of Peak Financial Management, Inc.
Ownership band reported on Form ADV Schedule A
Frequently asked questions
Where does Nicholas James Wolverton work?
Nicholas James Wolverton is listed as Chief Compliance Officer And President at Peak Financial Management, Inc. on SEC Form ADV.
How much of Peak Financial Management, Inc. does Nicholas James Wolverton own?
Form ADV reports a beneficial ownership band of Over 75%.
Peak Financial Management, Inc.
| Title | Chief Compliance Officer And President |
| Ownership | Over 75% |
| Control person | Yes |
| Since | 2020 |