Peak Financial Management Inc
● SEC registered since 1991CRD 110559SEC# 801-39737Wellesley, MA
Reg. AUM
$534.4M
Employees
9
Accounts
1,696
Location
Wellesley, MA
Peak Financial Management Inc assets under management
Peak Financial Management Inc is a registered investment adviser overseen by the SEC based in Wellesley, MA. The firm has been registered since 1991. It reports $534.4 million in regulatory assets under management and employs 9 people.
Peak Financial Management Inc owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Karl Gaffney Control | Vice President And Senior Wealth Advisor | Under 5% | 2017 |
| Neel K. Tiku | Managing Director & Senior Relationship Advisor | 10-25% | 2024 |
| Pran Nath Tiku Control | President | Over 75% | 1991 |
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Join to unlock · $37/moFrequently asked questions
How much does Peak Financial Management Inc manage?
Peak Financial Management Inc reports $534.4 million in regulatory assets under management on its Form ADV.
How many employees does Peak Financial Management Inc have?
Peak Financial Management Inc reports 9 employees.
Where is Peak Financial Management Inc located?
Peak Financial Management Inc is based in Wellesley, MA and has been SEC-registered since 1991.
Does Peak Financial Management Inc disclose fund performance?
Peak Financial Management Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 93 Worcester Street, Suite 101, Wellesley, MA 02481 |
| Phone | (781) 487-9500 |
| Fax | (781) 487-9501 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1669662 |
| Discloses disciplinary history | No |
Regulatory AUM
$534.4M▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 46%
Larger than 54% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$534.4Mregulatory AUM
Discretionary $534.4M