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Peak Rock Capital LLC

● SEC registered since 2012CRD 165138SEC# 801-77089Austin, TX
Export (members)
Ranks #1,038 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$7.28B
Fund GAV
$7.47B
Private funds
29
Employees
55
Accounts
29
Location
Austin, TX

Peak Rock Capital LLC assets under management

Peak Rock Capital LLC operates as an SEC-registered investment adviser based in Austin, TX. The firm has been registered since 2012. It reports $7.3 billion in regulatory assets under management and employs 55 people. Peak Rock Capital LLC manages 29 private funds with combined gross assets of $7.5 billion, including Peak Rock Capital Fund III LP. By regulatory assets, it ranks 1,038 of 6,004 private fund managers.

Peak Rock Capital LLC private funds

29 funds · $7.47B GAV
FundTypeGross assetsMin.
Peak Rock Capital Fund III LPPrivate Equity$2.59B$5M
Peak Rock Capital Fund IV LPPrivate Equity$1.56B
Peak Rock Capital Fund Iv-A LPPrivate Equity$743.5M
Peak Rock Capital Fund Iii-A LPPrivate Equity$528.6M$5M
Peak Rock Capital Fund IV Nus LPPrivate Equity$385.7M
Peak Rock Capital Fund II LPPrivate Equity$347.4M$5M
Peak Rock Capital Fund LPPrivate Equity$300.5M$5M
Peak Rock Capital Fund Iv-A Nus LPPrivate Equity$181.7M
Peak Rock Capital Fund Iv-C LPPrivate Equity$136.7M
Peak Rock Capital Credit Fund III LPPrivate Equity$121M$5M
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Peak Rock Capital LLC owners & executives

10 reported
NameTitleOwnershipSince
Anthony Kurt Disimone ControlMember, And Chief Executive OfficerUnder 5%2012
John William ScataChief Compliance OfficerUnder 5%2025
Jung Woo ChoiChief Financial OfficerUnder 5%2012
Lake Travis Capital LLC ControlMember50-75%2012
Steven Edward Martinez ControlManaging DirectorUnder 5%2012
The Martinez Family Living Trust ControlMember25-50%2012
Anthony Kurt Disimone ControlMember25-50%2012
Sarah Warren Disimone ControlMember25-50%2012
Steven Edward Martinez ControlTrustee2007
Wendy Blue Martinez ControlTrustee2007

Frequently asked questions

How much does Peak Rock Capital LLC manage?

Peak Rock Capital LLC reports $7.3 billion in regulatory assets under management on its Form ADV.

How many private funds does Peak Rock Capital LLC manage?

Peak Rock Capital LLC manages 29 private funds with combined gross assets of $7.5 billion.

How many employees does Peak Rock Capital LLC have?

Peak Rock Capital LLC reports 55 employees.

Where is Peak Rock Capital LLC located?

Peak Rock Capital LLC is based in Austin, TX and has been SEC-registered since 2012.

Does Peak Rock Capital LLC disclose fund performance?

Peak Rock Capital LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address13413 Galleria Circle, Suite Q-300, Austin, TX 78738
Phone512-765-6520
Fax512-765-6530
Office hours9:00 a.m. - 5:00 p.m.
SEC regionFort Worth Regional Office (FWRO)
Umbrella registrationYes
Discloses disciplinary historyNo

Regulatory AUM

$7.28B▲ 60%
Mar '25 — $4.56BApr '25 — $4.56BMay '25 — $4.56BJun '25 — $4.56BJul '25 — $4.56BAug '25 — $4.56BSep '25 — $4.56BOct '25 — $4.56BNov '25 — $4.56BDec '25 — $4.56BJan '26 — $4.56BFeb '26 — $4.56BMar '26 — $7.28BApr '26 — $7.28BMay '26 — $7.28BJun '26 — $7.28B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 10%
Larger than 90% of 16,271 advisers
AUM vs fund managersTop 17%
Larger than 83% of 6,004 private-fund managers
Number of fundsTop 8%
More funds than 92% of fund managers
EmployeesTop 11%
More than 89% of 16,825 advisers

Assets under management

$7.28Bregulatory AUM
Discretionary $7.28B

Service providers