Pemberwick Investment Advisors, LLC
● SEC registered since 2009CRD 149639SEC# 801-70231Greenwich, CT
Reg. AUM
$173.7M
Employees
2
Accounts
1
Location
Greenwich, CT
Pemberwick Investment Advisors, LLC assets under management
Pemberwick Investment Advisors, LLC is a registered investment adviser overseen by the SEC based in Greenwich, CT. The firm has been registered since 2009. It reports $173.7 million in regulatory assets under management and employs 2 people.
Pemberwick Investment Advisors, LLC owners & executives
9 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bernadette Murphy Control | Chief Compliance Officer | Under 5% | 2020 |
| Brian Patrick Myers | Member | 5-10% | 2009 |
| Brooke Schapps Richman | Member | 10-25% | 2013 |
See all 9 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Pemberwick Investment Advisors, LLC manage?
Pemberwick Investment Advisors, LLC reports $173.7 million in regulatory assets under management on its Form ADV.
How many employees does Pemberwick Investment Advisors, LLC have?
Pemberwick Investment Advisors, LLC reports 2 employees.
Where is Pemberwick Investment Advisors, LLC located?
Pemberwick Investment Advisors, LLC is based in Greenwich, CT and has been SEC-registered since 2009.
Does Pemberwick Investment Advisors, LLC disclose fund performance?
Pemberwick Investment Advisors, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 777 West Putnam Avenue, Greenwich, CT 06830 |
| Phone | 203-869-0900 |
| Fax | 203-869-9543 |
| Office hours | 9:00 - 5:30 |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$173.7M▼ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 79%
Larger than 21% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$173.7Mregulatory AUM
Discretionary $173.7M